How To Get Dfm Investor Number

How To Get Dfm Investor Number – 2 How to trade DFM and NASDAQ Dubai Purpose of this brochure The Dubai Financial Market (DFM) and NASDAQ Dubai recognize the importance of providing investors with information and data to help them make informed investment decisions to build our profitable strategy. relationship with investors. Since the consolidation of operations between DFM and NASDAQ Dubai in 2010, we have made it even easier to trade securities on both exchanges. Investors can seamlessly buy and sell both using the same Investor Number (NIN) on the same trading platform. This brochure explains how to trade on DFM and NASDAQ Dubai, from initially obtaining an Investor Number (NIN) to choosing a broker, buying and selling securities and final settlement. We value your feedback and input to continually improve our products and services. If you have a question or comment, please contact Legal Notice The information in this document ( Information ) is provided for general information and comment purposes only. Although reasonable care has been used to produce this information, changes in circumstances may occur at any time and may affect the accuracy of the information. The information does not constitute professional advice or service and should not be relied upon as such. Neither the Dubai Financial Market (DFM) nor NASDAQ Dubai Limited (NASDAQ Dubai) and/or their affiliates, officers or employees make any warranties or representations as to the accuracy, reliability, timeliness or completeness of the information now or in the future. Neither DFM nor NASDAQ Dubai shall be liable for any loss suffered directly or indirectly by any person relying on the information contained herein. No part of the information provided should be construed as a solicitation of any financial investment. The information, including projected financial information and examples, should not be construed as a recommendation to hold, buy or sell securities or other instruments. The information does not take into account individual investment objectives, financial situation and specific investment needs. Therefore, investors should do their due diligence and consult with their financial advisors before making any decisions. Performance of trading securities or instruments is not guaranteed and past performance is not indicative of future performance. Unless otherwise stated, DFM and NASDAQ Dubai own the copyright to the information contained herein. The information may not be otherwise reproduced and may not be distributed or transmitted to any other person or used in any way without the express permission of DFM and NASDAQ Dubai Dubai Financial Market PJSC and NASDAQ Dubai Limited. All rights reserved. Serial Investor Number: 002/2013 Handbook

3 How to Trade DFM and NASDAQ Dubai 01 Content Overview Who Can Be an Investor Applying for an Investor Number (NIN) Broker Appointment Trading: Buying and Selling Securities DFM Trading Floor and Online Trading Securities on DFM and NASDAQ Dubai types of listed buy and sell orders Ways to buy and sell securities on DFM and NASDAQ. Mechanisms trade commissions and trade commissions

How To Get Dfm Investor Number

How To Get Dfm Investor Number

4 02 How to Trade DFM and NASDAQ Dubai Overview Since 2000, the Dubai Financial Market (DFM) has been operating as a secondary market for securities issued by listed companies, bonds issued by the federal or local government, local public bodies and mutual funds and local funds approved by the DFM. or other foreign financial instruments. DFM has quickly developed into the leading financial market in the region, being the first exchange in the region to be listed and approved for Shari compliance. NASDAQ Dubai opened in 2005 as the region’s international stock exchange. Its trading products now include equities and equity derivatives, and the exchange can also list and trade mutual funds, exchange-traded funds and structured products. In 2010, both exchanges consolidated their operations to create a dynamic force in the capital markets of the region. The consolidation provides investors with an even greater choice of asset classes and easier access to securities listed on the DFM and NASDAQ Dubai exchanges through a single investor number (NIN), enabling seamless trading on both exchanges. The two exchanges continue to be regulated separately, DFM by the Securities and Commodities Authority (SCA) and NASDAQ Dubai by the Dubai Financial Services Authority (DFSA). Together, DFM and NASDAQ Dubai attract one of the region’s largest investor associations and create a strong capital market hub for local, regional and international investors, including individuals and institutions.

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5 How to trade in DFM and NASDAQ Dubai 03 Who can become an investor The Dubai Financial Market (DFM) and NASDAQ Dubai are open to investors of any nationality from any country. Any person or entity can apply for an investor number (NIN) from Dubai Financial Market CSD if they wish to trade in securities listed on the DFM and NASDAQ Dubai.* Individuals: Any individual or entity can apply for an Investor Number (NIN). as well as minors (under 21) represented by a guardian (father or authorized guardian). Institutions: The following institutions can open an investor account with an Investor Number (NIN): Non-UAE and non-UAE companies and institutions, including sole proprietors. UAE and non-UAE funds represented by asset management companies. EAC and non-EAC banks. Brokerage firms licensed by the UAE Securities and Commodities Authority (SCA) or the Dubai Financial Services Authority (DFSA). State institutions/organizations. International investors using global custodians for custody and settlement can contact their global custodians to apply for a NIN account with DFM or NASDAQ Dubai. Global custodians will tie up with local UAE custodians to open NINs to facilitate trade surveillance and settlement for international investors. *NASDAQ Dubai accounts must be opened through a NASDAQ Dubai broker or administrator.

6 04 How to trade on DFM and NASDAQ Dubai How to apply for an Investor Number (NIN) To start trading on the joint trading platform of DFM and NASDAQ Dubai, you must first apply for an Investor Number (NIN). It is a dedicated number received by a person with the role of an investor and allows trading in securities listed on the DFM and NASDAQ Dubai exchanges. This number is also used to open an investor’s account in the electronic clearing system of the DFM’s Clearing, Settlement and Depository Department (CSD), where all securities are held in electronic form. Using this number, securities are transferred to and from the investor’s account each time he sells or buys.

7 How to Trade DFM and NASDAQ Dubai 05 Getting an Investor Number (NIN) is easy and free. Follow these steps: Step 1: Complete, print and sign the application form for the applicant number. Your signature must be authorized by an accredited bank, authorized agent or DFM CSD (where the depositor must appear in person to sign or present their passport if their official signature is visible on the passport). The form can be downloaded (within CSD, eforms) or completed in person at the DFM Client Services Affairs office, CSD, Trading Floor, World Trade Center, Dubai, a DFM licensed brokerage or a NASDAQ Dubai licensed brokerage (including joint members). (See List of Intermediaries, including joint members. For fiduciary clients, the local fiduciary must complete NIN opening applications with supporting documents on their behalf and send them directly to the DFM for processing. Step 2: Submit the completed form with supporting documentation through one of the options below: a. Online: You can submit the completed form online through e-services (if you have not yet registered for e-services, please register online at b. CSD Customer Service Affairs Office at DFM Mall : Dubai Financial Market, Ground Floor, World Trade Center, Dubai Your Investor Number (NIN) will be processed on the same day the CSD counter is open, 8:00 am to 2:00 pm, Sunday to Thursday, Tel: c Agent: Submit the completed form and supporting documents to DFM or NASDAQ Dubai authorized broker and on your behalf to DFM- He will get his Investor Number (NIN) d Scan the signed form (which must be authenticated by or by an authorized intermediary). registered bank) with additional documents and e. By fax: send the signed form (which must be verified by an authorized broker or an accredited bank) and supporting documents to the fax number.

8 06 How to trade DFM and NASDAQ in Dubai Your new Investor Number (NIN) will be sent via SMS after processing. Additional documentation required: Individual/Joint Account application documents: Notarized copy of valid passport. Authentic copy of UAE/Marsoom family book for UAE citizens only. A certified copy of the national identity card of citizens and residents of the UAE. Certified copy of the residence visa of EAC residents. More special documentation, depending

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My name is Dzikri Azqiya. Admin from which was born in 2016. This site is about technology. There are 3 main themes discussed.

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